Summary
About this role
Employee Applicant Privacy Notice
Who we are:
Shape a brighter financial future with us.
Together with our members, we’re changing the way people think about and interact with personal finance.
We’re a next-generation financial services company and national bank using innovative, mobile-first technology to help our millions of members reach their goals. The industry is going through an unprecedented transformation, and we’re at the forefront. We’re proud to come to work every day knowing that what we do has a direct impact on people’s lives, with our core values guiding us every step of the way. Join us to invest in yourself, your career, and the financial world.
The role:
SoFi is seeking a Staff Internal Auditor to join SoFi’s Internal Audit Department, reporting to the Internal Audit Manager. You will be conducting audits and reviews of various areas primarily related to SoFi Bank, N.A., and/or SoFi Technologies Inc. This is a hands-on role with primary responsibility for completing detailed testing of processes and controls, including preparing working papers to document your testing in accordance with departmental and professional internal audit standards. You should have a proven ability to build relationships/partnerships and work cross-functionally to drive time-sensitive deliverables.
What you’ll do:
- Assist the Internal Audit team in accomplishing audit department objectives in a team environment.
- In accordance with departmental and professional internal audit standards, identify and analyze risks, plan and prioritize audit work, conduct interviews, observe operations, document and analyze procedures and controls, perform audit tests, prepare appropriate work papers, develop audit recommendations, review identified issues with appropriate management, and prepare audit report findings.
- Perform issue follow-up, including performing validation testing of corrective actions.
- Assist in developing formal written reports to communicate audit results to management and other stakeholders.
- Work on multiple priorities/projects simultaneously while meeting deadlines.
- Utilize data analytics and tools in the execution of audit work.
- Continue to develop and expand knowledge of the audit profession, financial and technology industry, and products through self-study, research, and continuing education efforts.
- Execute special assignments and other duties as assigned.
What you’ll need:
- Bachelor's or equivalent in accounting, finance, economics, information systems, computer science, or related fields.
- Minimum of 1 year of internal or external audit or related experience working in a financial institution with knowledge of general internal controls, risk management, and/or consumer regulatory compliance.
- Strong critical thinking skills and unrelenting curiosity.
- Understanding of internal control concepts, internal auditing standards, risk assessment practices, COSO three lines of defense, etc.
- Ability to work independently with limited daily supervision and meet deadlines.
- Ability to navigate through ambiguity, manage and coordinate multiple project assignments simultaneously, accept ownership and accountability for projects, and deliver on commitments.
- Strong written and verbal communication skills, and experience preparing audit workpapers, reports, and presentations.
Nice to have:
- Experience with audit engagement planning, executing, and reporting is a plus.
- Familiarity with the FRB, OCC, FDIC, and CFPB examination procedures.
- Professional Certification (e.g., CIA, CPA, CRCM, CFE, CISA, etc.)
- Data analytics experience or interest.
- Experience with technology such as Auditboard, Tableau, Snowflake, Alteryx, etc.
SoFi provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth and related medical conditions, breastfeeding, and conditions related to breastfeeding), gender, gender identity, gender expression, national origin, ancestry, age (40 or over), physical or medical disability, medical condition, marital status, registered domestic partner status, sexual orientation, genetic information, military and/or veteran status, or any other basis prohibited by applicable state or federal law.
The Company hires the best qualified candidate for the job, without regard to protected characteristics.
Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.
New York applicants: Notice of Employee Rights
SoFi is committed to an inclusive culture. As part of this commitment, SoFi offers reasonable accommodations to candidates with physical or mental disabilities. If you need accommodations to participate in the job application or interview process, please let your recruiter know or email [email protected].
Due to insurance coverage issues, we are unable to accommodate remote work from Hawaii or Alaska at this time.
Other facts
About SoFi
SoFi is a values-driven company on a mission to help our members get their money right. We create modern financial products and services that help people borrow, save, spend, invest, and protect their money better, so that they can achieve financial independence and realize their ambitions—from owning a home to saving for retirement, paying off their student loans, and more.
CFL #6054612; NMLS #1121636 (www.nmlsconsumeraccess.org) Advisory services through SoFi LLC, a registered investment advisor. SoFi Checking and Savings is offered through SoFi Bank, N.A. Member FDIC. SoFi Money™ is offered through SoFi Securities LLC, member FINRA/SIPC.
What you'll do
- The Staff Internal Auditor will conduct audits and reviews primarily related to SoFi Bank and SoFi Technologies. Responsibilities include identifying risks, conducting interviews, documenting procedures, performing audit tests, and preparing reports.
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