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Internal Audit Director - Non-Financial Risk (BSA/AML Compliance) Technology
full-timeNew York$108k - $154k

Summary

Location

New York

Salary

$108k - $154k

Type

full-time

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About this role

We are seeking a skilled and experienced Director to provide audit coverage for application and system infrastructure supporting the Non-Financial Risk (Legal and Compliance) Technology Audit team.

The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. This is accomplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley’s system of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent function within the Firm’s risk management framework to foster continual improvement of risk management processes.  This is a Director level position within Technology Audit, which is responsible for inspecting controls in the applications that support all three lines of business.

Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.

Location: New York, NY (4x per week in office)

What you'll do in the role:

  • Help identify risk and impact to relevant coverage area to prioritize areas of focus
  • Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment
  • Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner
  • Assist in managing multiple deliverables in line with team priorities
  • Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peers

What you'll bring to the role:

  • Understanding of business line and key regulations relevant to coverage area
  • Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)
  • Ability to identify and analyze multiple data sources to inform point of view
  • Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly
  • A commitment to practicing inclusive behaviors
  • At least 4 years' relevant experience would generally be expected to find the skills required for this role
  • Relevant certifications (i.e., CISA, CISSP, CEH, OSCP, etc.) preferred
     

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices​ into your browser.

Expected base pay rates for the role will be between $108,000 and $154,500 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.

Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.

It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.

Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).

Other facts

Tech stack
Audit Principles,Risk Management,Governance Systems,Data Analysis,Stakeholder Engagement,Inclusive Behaviors,Regulatory Compliance,Continuous Monitoring,Control Environment,Assurance Activities,Feedback Solicitation,Training Participation,Methodology,Testing,Reporting,Planning

About Morgan Stanley

Morgan Stanley (NYSE: MS) is a leading global financial services firm providing a wide range of investment banking, securities, wealth management and investment management services. With offices in 42 countries, our firm's employees serve clients worldwide including corporations, governments, institutions and individuals.

We are committed to maintaining the first-class service and high standard of excellence that have always defined the firm and everything we do is guided by our five core values: Do the right thing, put clients first, lead with exceptional ideas, commit to diversity and inclusion, and give back.

All interactions on/with this account are subject to the Social Media Important Information https://www.morganstanley.com/disclosures/social-media-important-information which includes Morgan Stanley’s Privacy Pledge and relevant disclaimers/disclosures. By interacting with this account, you consent to the retention and monitoring of your interactions.

Team size: 10,001+ employees
LinkedIn: Visit
Industry: Financial Services

What you'll do

  • The Internal Audit Director will lead assurance activities to assess risks and the control environment within the Non-Financial Risk Technology Audit team. This includes facilitating discussions with stakeholders about risk management and prioritizing areas of focus.

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Frequently Asked Questions

What does Morgan Stanley pay for a Internal Audit Director - Non-Financial Risk (BSA/AML Compliance) Technology?

Morgan Stanley offers a competitive compensation package for the Internal Audit Director - Non-Financial Risk (BSA/AML Compliance) Technology role. The salary range is USD 108k - 155k per year. Apply through Clera to learn more about the full compensation details.

What does a Internal Audit Director - Non-Financial Risk (BSA/AML Compliance) Technology do at Morgan Stanley?

As a Internal Audit Director - Non-Financial Risk (BSA/AML Compliance) Technology at Morgan Stanley, you will: the Internal Audit Director will lead assurance activities to assess risks and the control environment within the Non-Financial Risk Technology Audit team. This includes facilitating discussions with stakeholders about risk management and prioritizing areas of focus..

Why join Morgan Stanley as a Internal Audit Director - Non-Financial Risk (BSA/AML Compliance) Technology?

Morgan Stanley is a leading Financial Services company. The Internal Audit Director - Non-Financial Risk (BSA/AML Compliance) Technology role offers competitive compensation.

Is the Internal Audit Director - Non-Financial Risk (BSA/AML Compliance) Technology position at Morgan Stanley remote?

The Internal Audit Director - Non-Financial Risk (BSA/AML Compliance) Technology position at Morgan Stanley is based in New York, United States. Contact the company through Clera for specific work arrangement details.

How do I apply for the Internal Audit Director - Non-Financial Risk (BSA/AML Compliance) Technology position at Morgan Stanley?

You can apply for the Internal Audit Director - Non-Financial Risk (BSA/AML Compliance) Technology position at Morgan Stanley directly through Clera. Click the "Apply Now" button above to start your application. Clera's AI-powered platform will help match your profile with this opportunity and guide you through the application process. You can also learn more about Morgan Stanley on their website.