Trade Surveillance - Analyst / Associate
full-time•Bengaluru
Summary
Location
Bengaluru
Type
full-time
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About this role
Trade Surveillance - Analyst / Associate
Millennium Management is a global investment management firm founded in 1989 that manages approximately $74 billion in assets. Millennium has more than 2,300 employees with offices in the United States, Europe and Asia. Over the last 25+ years, our mission has remained constant: to deliver the alternative investment industry’s highest quality returns to our investors, and to maintain a commitment to our principles of integrity, discipline and excellence.
Responsibilities
- Electronic communication and trading surveillance reviews include focus on potential insider trading and market manipulation.
- Monitor daily surveillance reports using exception reports and other tools.
- Review surveillance alerts, conduct analysis and escalate findings as needed.
- Assist the investigation and handling of the inadvertent receipt of material non-public information (MNPI).
- Interact with the business and compliance teams on a daily basis to provide advice and guidance to firm personnel on compliance matters.
- Assist with regulatory examinations, inquiries, investigations and projects, as necessary.
- Draft and amend compliance related policies and procedures.
- Monitor regulatory changes, updates and industry-wide compliance initiatives.
- Undertake and lead special compliance related projects involving various inter-department stakeholders.
Qualifications
- Bachelor’s degree in finance, Economics or a related field is preferred, with a strong academic record.
- 3+ years of experience; prior surveillance or related experience at regulatory authority, bank/broker or buy-side firm is preferred.
- Experience in the securities and trading industry preferred.
- Knowledge of financial markets preferred.
- Previous experience working with third-party surveillance platforms such as SMARTS, Actimize.
- Exceptional written, analytical, and research skills and the ability to apply both quantitative and qualitative analysis.
- Strong attention to detail, organization, and effective communication skills, both verbal and written.
- Ability to work effectively and independently with all levels of management and staff.
- Candidate must have strong communication, analytical skills and a desire to learn.
- Ability to handle several tasks simultaneously.
- Attention to detail and the ability to identify complex problems, review related information to develop and evaluate options.
- Must be a phenomenal teammate, able to work with others, enthusiasm for trading markets.
- Proficient in advanced computer skills including Bloomberg, MS Outlook, Word, Excel and PowerPoint.
Other facts
Tech stack
Trade Surveillance,Compliance,Analytical Skills,Communication Skills,Attention to Detail,Financial Markets,Securities Industry,Research Skills,Teamwork,Bloomberg,MS Outlook,Word,Excel,PowerPoint,Quantitative Analysis,Qualitative Analysis
About Millennium
Millennium is a global, diversified alternative investment firm, founded in 1989, which manages $83.5 billion in assets. Defined by evolution, innovation and focus, Millennium's mission is to deliver high-quality returns for our investors.
Millennium seeks to empower talented professionals with the sophisticated expertise, resources and technology to pursue a diverse range of investment strategies across industry sectors, asset classes and geographies.
See our community guidelines at: mlp.com/guidelines
Read our disclosures at: https://www.mlp.com/disclosures/
Team size: 5,001-10,000 employees
Website: https://www.mlp.com
LinkedIn: Visit
Industry: Investment Management
Founding Year: 1989
What you'll do
- The role involves monitoring electronic communication and trading for potential insider trading and market manipulation, as well as reviewing surveillance alerts and conducting analysis. Additionally, the analyst will interact with business and compliance teams to provide guidance on compliance matters.
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Frequently Asked Questions
What does a Trade Surveillance - Analyst / Associate do at Millennium?
As a Trade Surveillance - Analyst / Associate at Millennium, you will: the role involves monitoring electronic communication and trading for potential insider trading and market manipulation, as well as reviewing surveillance alerts and conducting analysis. Additionally, the analyst will interact with business and compliance teams to provide guidance on compliance matters..
Why join Millennium as a Trade Surveillance - Analyst / Associate?
Millennium is a leading Investment Management company.
Is the Trade Surveillance - Analyst / Associate position at Millennium remote?
The Trade Surveillance - Analyst / Associate position at Millennium is based in Bengaluru, India. Contact the company through Clera for specific work arrangement details.
How do I apply for the Trade Surveillance - Analyst / Associate position at Millennium?
You can apply for the Trade Surveillance - Analyst / Associate position at Millennium directly through Clera. Click the "Apply Now" button above to start your application. Clera's AI-powered platform will help match your profile with this opportunity and guide you through the application process. You can also learn more about Millennium on their website.