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Compliance Officer/Compliance Auditing (Hybrid)
full-timeSanta Ana$97k - $130k

Summary

Location

Santa Ana

Salary

$97k - $130k

Type

full-time

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About this role

Who We Are

Join a team that puts its People First! Since 1889, First American (NYSE: FAF) has held an unwavering belief in its people. They are passionate about what they do, and we are equally passionate about fostering an environment where all feel welcome, supported, and empowered to be innovative and reach their full potential. Our inclusive, people-first culture has earned our company numerous accolades, including being named to the Fortune 100 Best Companies to Work For® list for ten consecutive years. We have also earned awards as a best place to work for women, diversity and LGBTQ+ employees, and have been included on more than 50 regional best places to work lists. First American will always strive to be a great place to work, for all. For more information, please visit www.careers.firstam.com.

What We Do

Supports and /or performs audits to detect violations of laws and applicable regulations, as well as company policies and procedures; investigates misconduct, promotes ethical practices and culture, and evaluates compliances issues / concerns within the organization; and ensures coordination with other departments aligning compliance activities.

What You'll Do:

  • Performs and / or supports audits of compliance with laws and regulations, policies and procedures, contracts and other compliance obligations in accordance with the Compliance Program
  • Collaborates with other departments (e.g., Risk Management, Internal Audit, Shared Services, etc.) to direct compliance issues to appropriate existing channels for investigation and resolution. Consults with Compliance team as needed to resolve difficult compliance issues
  • Responds to alleged violations of rules, regulations, policies, procedures, and Standards of Conduct by evaluating or recommending the initiation of investigative procedures
  • Monitors, and as necessary, coordinates compliance activities of other departments to remain abreast of the status of all compliance activities and to identify trends
  • Supports Compliance function activities related to monitoring and reporting on the performance of the Compliance Program and related activities on a continuing basis, taking appropriate steps to improve its effectiveness
  • Performs and/or supports special reviews/projects with guidance from the Compliance team, division operations counsel and management


What You'll Bring:

  • Bachelor's degree or equivalent combination of education and experience
  • Compliance, ethics, fraud, or internal audit related certification strongly preferred
  • A minimum of 3-5 years of compliance, audit and / or related experience
  • Knowledge and some expertise in financial services industry, preferably in insurance, banking, or real estate mortgage services is a plus
  • Strong analytical and creative problem-solving skills
  • Ability to manage multiple tasks, projects, and competing priorities simultaneously
  • Must consistently demonstrate reliability and a strong work ethic
  • Basic knowledge of audit process
  • Proficient in Microsoft Word, Excel, and PowerPoint

Pay Range: $97,700.00 - $130,300.00 Annually

 

This hiring range is a reasonable estimate of the base pay range for this position at the time of posting. Pay is based on a number of factors which may include job-related knowledge, skills, experience, business requirements and geographic location.

 

Note that the following statements only apply to candidates who will be working from an unincorporated area within Los Angeles County.

First American will consider for employment all qualified applicants, including those with arrest or conviction records, in a manner consistent with the requirements of applicable state and local laws (e.g., the Los Angeles County Fair Chance Ordinance for Employers and the California Fair Chance Act).

First American intends to conduct a review of an applicant’s criminal history in connection with a conditional offer. First American reasonably believes that a criminal history may have a direct, adverse and negative relationship with the following material job duties for this position potentially resulting in the withdrawal of the conditional offer of employment: handling of confidential, proprietary or trade secret information belonging to First American or its customers, administrating or facilitating financial transactions, and the ability to meet customer-imposed criminal history requirements.

What We Offer

By choice, we don’t simply accept individuality – we embrace it, we support it, and we thrive on it! Our People First Culture celebrates diversity, equity and inclusion not simply because it’s the right thing to do, but also because it’s the key to our success. We are proud to foster an authentic and inclusive workplace For All. You are free and encouraged to bring your entire, unique self to work. First American is an equal opportunity employer in every sense of the term.

Based on eligibility, First American offers a comprehensive benefits package including medical, dental, vision, 401k, PTO/paid sick leave and other great benefits like an employee stock purchase plan.

Other facts

Tech stack
Compliance,Auditing,Analytical Skills,Problem-Solving,Financial Services Knowledge,Ethics,Fraud,Internal Audit,Microsoft Word,Microsoft Excel,Microsoft PowerPoint

About First American

First American Financial Corporation is a premier provider of title, settlement and risk solutions for real estate transactions. With its combination of financial strength and stability built over more than 130 years, innovative proprietary technologies, and unmatched data assets, the company is leading the digital transformation of its industry. First American also provides data products to the title industry and other third parties; valuation products and services; mortgage subservicing; home warranty products; banking, trust and wealth management services; and other related products and services. First American serves home buyers and sellers, real estate professionals, loan originators and servicers, commercial property professionals, homebuilders and others involved in residential and commercial property transactions with products and services specific to their needs. With total revenue of $9.2 billion in 2021, the company offers its products and services directly and through its agents throughout the United States and abroad.

Team size: 10,001+ employees
LinkedIn: Visit
Industry: Financial Services

What you'll do

  • The Compliance Officer performs audits to detect violations of laws and regulations, investigates misconduct, and promotes ethical practices within the organization. They also collaborate with other departments to resolve compliance issues and monitor compliance activities.

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Frequently Asked Questions

What does First American pay for a Compliance Officer/Compliance Auditing (Hybrid)?

First American offers a competitive compensation package for the Compliance Officer/Compliance Auditing (Hybrid) role. The salary range is USD 98k - 130k per year. Apply through Clera to learn more about the full compensation details.

What does a Compliance Officer/Compliance Auditing (Hybrid) do at First American?

As a Compliance Officer/Compliance Auditing (Hybrid) at First American, you will: the Compliance Officer performs audits to detect violations of laws and regulations, investigates misconduct, and promotes ethical practices within the organization. They also collaborate with other departments to resolve compliance issues and monitor compliance activities..

Why join First American as a Compliance Officer/Compliance Auditing (Hybrid)?

First American is a leading Financial Services company. The Compliance Officer/Compliance Auditing (Hybrid) role offers competitive compensation.

Is the Compliance Officer/Compliance Auditing (Hybrid) position at First American remote?

The Compliance Officer/Compliance Auditing (Hybrid) position at First American is based in Santa Ana, California, United States. Contact the company through Clera for specific work arrangement details.

How do I apply for the Compliance Officer/Compliance Auditing (Hybrid) position at First American?

You can apply for the Compliance Officer/Compliance Auditing (Hybrid) position at First American directly through Clera. Click the "Apply Now" button above to start your application. Clera's AI-powered platform will help match your profile with this opportunity and guide you through the application process. You can also learn more about First American on their website.