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Implementation Consultant - Compliance
full-timeUnited Kingdom

Summary

Location

United Kingdom

Type

full-time

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About this role

Implementation Consultant - Compliance

Department: Client Experience

Employment Type: Permanent - Full Time

Location: London, United Kingdom



Description

Location - London or Dublin (Hybrid)
 
Why Confluence? 
Over the past several years we have undergone a great deal of positive change and growth to become the company we are today. Our global footprint now spans multiple countries, giving our employees the opportunity to get exposure to other countries and cultures. And it stands to reason that none of this would have been possible without the hundreds of hard-working employees who work at Confluence.


More about the role & team

As an Implementation Consultant you will play a vital role in the successful delivery of solutions to our clients and act as liaisons across a wide range of stakeholders, both internal and external by way of their deep understanding of the FinTech industry coupled with exceptional system, technology, analysis and communication skills.  Consultants collaborate with clients to understand their business problems, analyze their current business processes, understand the clients’ success criteria, translate that into requirements, and assist in the design to deliver the best implementation to meet the clients’ goals.

You would be supporting our Signal platform, which manages Investment Compliance Monitoring (ICM), forming part of a global team across Europe, North America, India and South Africa.


What skills and experience do I need to succeed?

Are you a strategic thinker with a proven track record in managing implementations with knowledge in shareholder monitoring, and/or sensitive industry reporting? Your industry expertise will be the key to success in this dynamic role.

Starting with implementations for Signal, you may have the chance to evolve and expand your impact in the longer term, supporting additional products as the company grows. As an Implementation Consultant responsible for Signal, beyond execution, you'll work closely with product and development teams, ensuring your insights directly shape and refine our offerings.

If you're looking for a role where your expertise is valued and your ideas influence real change, we’d love to hear from you!

Experience & Background
  • 7+ years’ experience in investment compliance, either: 
    • Within a compliance function at an asset manager, or
    • In a consulting or implementation role at a software vendor or consultancy.
  • Extensive client-facing experience with the ability to lead conversations with authority and credibility.
  • Hands-on experience configuring or implementing compliance platforms.

Technical / Regulatory Knowledge
  • Substantial shareholding legislation and disclosure rules
  • Sensitive industries legislation and regulatory obligations
  • Position limits legislation
  • SEC regulatory filings, including 13G and 13F-2
  • Strong data and gap analysis capabilities, including detailed knowledge of asset type treatment

Consulting Capability
  • Ability to advise, challenge, and guide clients with confidence
  • A genuine desire to remain hands-on across client engagement and system setup
  • Strong problem-solving approach with exceptional analytical understanding


What do we offer?

Confluence offers generous benefit packages for team members. As a growing, global organization, we are always looking for ways to ensure that our employees can access benefits that matter to them and their families. This includes:

🕚 Generous Time Off packages including additional half days with each public holiday in your location.
🌎  Global Career Development opportunities
🎊 Social Events 
💵 Referral Bonus scheme - Upto $3,000 per successful referral
🚀  Plus many more!
 
More about the Location
We offer flexible working options for all employees. You will work from our London or Dublin office once a week, where you will be able to collaborate with the wider team.
 
#LI-Hybrid
 
Values
We look for people who align with our 4 values. 
 
Integrity
Face reality with honesty, courage and accountability
Imagination
Deal creatively with challenges and envision what the world could be
Discipline
Build good habits into reflexes which become a part of our life
Service
Committed to the success of others

If you would like to find out more about a Career at Confluence, please apply today.

Pre-Employment Screening Disclaimer

As part of our recruitment process, we carry out identity checks on all candidates. Offers of employment are conditional upon the completion of satisfactory background checks prior to the commencement of work. These checks may include verification of identity, right to work in the UK, employment history, and other relevant pre-employment screening.

Please note that additional checks may be required depending on the nature of the role and the jurisdiction in which the role is based or operates. These may include, but are not limited to, criminal record checks or financial background checks where applicable.

Other facts

Tech stack
Investment Compliance,Client-Facing Experience,Compliance Platforms,Shareholding Legislation,Disclosure Rules,Sensitive Industries Legislation,Regulatory Obligations,Position Limits Legislation,SEC Regulatory Filings,Data Analysis,Gap Analysis,Problem-Solving,Analytical Understanding,Consulting Capability,Stakeholder Management,FinTech Industry Knowledge

About Confluence Technologies

Confluence is a global technology solutions provider helping the investment management industry solve complex investment data challenges. Since 1991, Confluence has been building and delivering innovative products for asset owners, asset managers and asset service providers that address a spectrum of performance and analytics, risk, data, regulatory and investor reporting needs. With the 2019 acquisition of StatPro, Confluence offers a broader range of data-driven solutions, delivering a full set of products to the front, middle and back office to reduce risk and increase efficiency. Headquartered in Pittsburgh, PA, Confluence services over 400 clients in 40 countries, with locations across Europe, North America, South Africa, Australia and Asia. For more information, visit www.confluence.com.

Team size: 501-1,000 employees
LinkedIn: Visit
Industry: Financial Services
Founding Year: 1991

What you'll do

  • As an Implementation Consultant, you will deliver solutions to clients and liaise with various stakeholders. You will analyze business processes and assist in designing implementations to meet client goals.

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Frequently Asked Questions

What does a Implementation Consultant - Compliance do at Confluence Technologies?

As a Implementation Consultant - Compliance at Confluence Technologies, you will: as an Implementation Consultant, you will deliver solutions to clients and liaise with various stakeholders. You will analyze business processes and assist in designing implementations to meet client goals..

Why join Confluence Technologies as a Implementation Consultant - Compliance?

Confluence Technologies is a leading Financial Services company.

Is the Implementation Consultant - Compliance position at Confluence Technologies remote?

The Implementation Consultant - Compliance position at Confluence Technologies is based in United Kingdom, United Kingdom. Contact the company through Clera for specific work arrangement details.

How do I apply for the Implementation Consultant - Compliance position at Confluence Technologies?

You can apply for the Implementation Consultant - Compliance position at Confluence Technologies directly through Clera. Click the "Apply Now" button above to start your application. Clera's AI-powered platform will help match your profile with this opportunity and guide you through the application process. You can also learn more about Confluence Technologies on their website.