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Securities & Derivatives Manager
full-time•Chennai
About this role
The Securities & Derivatives Manager is an intermediate management level position responsible for providing full leadership and direction to a team of employees in an effort to process orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to ensure the seamless delivery of securities and derivatives transactions.
Responsibilities:
- Execute securities transaction processing related to Securities Clearance Settlement and Derivative Operations
- Formulate procedures, techniques and contribute to the development of new techniques that increase team productivity, ensuring entire team meets or exceeds performance goals
- Serve as an analytical and procedural expert, and as first point of escalation for staff members, management and internal/external clients
- Escalate control gaps and issues to senior management as needed
- Identify control gaps during settlement cycle and implements appropriate solutions to mitigate any risk or control losses
- Analyze data to identify control deficiencies and resolve discovered issues through implementing appropriate procedures
- Act as an advisor to new/junior staff
- Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.
Qualifications:
- 5-8 years of relevant experience
- Required licensing/registration: Series 7, Series 9, Series 10, Series 63
- Experience in a securities transactions processing role
- In-depth knowledge of settlement cycle concepts and procedures to resolve settlement issues
- Previous people management experience
- Consistently demonstrates clear and concise written and verbal communication skills
Education:
- Bachelor’s Degree/University degree or equivalent experience
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
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Job Family Group:
Operations - Transaction Services------------------------------------------------------
Job Family:
Securities and Derivatives Processing------------------------------------------------------
Time Type:
Full time------------------------------------------------------
Most Relevant Skills
Please see the requirements listed above.------------------------------------------------------
Other Relevant Skills
For complementary skills, please see above and/or contact the recruiter.------------------------------------------------------
Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.
If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.
View Citi’s EEO Policy Statement and the Know Your Rights poster.
What you'll do
- The Securities & Derivatives Manager leads a team to process orders and transactions from trading desks and branch offices, ensuring seamless delivery of securities and derivatives transactions. They also identify control gaps and implement solutions to mitigate risks during the settlement cycle.
About Citi
Citi's mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. Our core activities are safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients. We have over 200 years of experience helping our clients meet the world's toughest challenges and embrace its greatest opportunities. We are Citi, the global bank – an institution connecting millions of people across hundreds of countries and cities.
For information on Citi’s commitment to privacy, visit on.citi/privacy.
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Frequently Asked Questions
What does a Securities & Derivatives Manager do at Citi?
As a Securities & Derivatives Manager at Citi, you will: the Securities & Derivatives Manager leads a team to process orders and transactions from trading desks and branch offices, ensuring seamless delivery of securities and derivatives transactions. They also identify control gaps and implement solutions to mitigate risks during the settlement cycle..
Is the Securities & Derivatives Manager position at Citi remote?
The Securities & Derivatives Manager position at Citi is based in Chennai, Tamil Nadu, India. Contact the company through Clera for specific work arrangement details.
How do I apply for the Securities & Derivatives Manager position at Citi?
You can apply for the Securities & Derivatives Manager position at Citidirectly through Clera. Click the "Apply Now" button above to start your application. Clera's AI-powered platform will help match your profile with this opportunity and guide you through the application process.