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Associate – Level 2 - Client KYC
full-timePune

Summary

Location

Pune

Type

full-time

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About this role

The Apex Group was established in Bermuda in 2003 and is now one of the world’s largest fund administration and middle office solutions providers.

Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully delivered on an unprecedented growth and transformation journey, and we are now represented by over circa 13,000 employees across 112 offices worldwide.Your career with us should reflect your energy and passion.

That’s why, at Apex Group, we will do more than simply ‘empower’ you. We will work to supercharge your unique skills and experience.

Take the lead and we’ll give you the support you need to be at the top of your game. And we offer you the freedom to be a positive disrupter and turn big ideas into bold, industry-changing realities.

For our business, for clients, and for you

As a Senior Analyst, you will be responsible for:

  • Send initial KYC requirements list to client and collate KYC documentation from client
  • Review KYC documentation received ensuring it is appropriate for the risk rating level applicable to the client
  • Liaise with client for any additional documentation or clarification required
  • Carry out screening (name list screening and negative news searches in line with Apex Screening Procedure)       
  • Prepare KYC checklists and arrange for review
  • Prepare Apex Group Client Risk Assessment and arrange for review
  • Escalate any concerns identified during the KYC review process to Local Compliance, as applicable.
  • Perform Client KYC for new clients and perform client KYC regular and on event driven reviews
  • Understand and apply KYC Key Operating Procedures and the Apex Group AML / CFT Policy
  • Maintain and update MIS / KPIs

Qualifications and skills required

An individual with a bachelor/master’s degree qualification or equivalent.

• A minimum of 6-9+ years of Client KYC experience within the investment fund industry or equivalent

• A good knowledge of the funds industry, experience of different fund structures, domiciles and regulatory requirements

• Excellent communication, interpersonal and problem-solving skills

• Excellent time management and planning skills to deliver against agreed deadlines and objectives.

• Knowledge of Due Diligence, Compliance and Financial Structures in Offshore Locations (Jersey, Australia, Japan)

• High attention to detail, accuracy, analytical, technical, organizational, and problem-solving skills

What you will get in return:

• A genuinely unique opportunity to be part of an expanding large global business

 • Exposure to all aspects of the business, cross-jurisdiction and to working with senior management directly

To be successful in these roles, it is envisaged that you are a motivated and self-driven individual eager to contribute and grow with the organization. Knowledge of financial products and environments along with prior fund experience will ensure your success. Critical to your ability to perform these roles will be your customer focus, attention to detail and team focus. We offer a modern and progressive work environment. You can expect to be challenged and offered a path towards future career growth. Additional information We are an equal opportunity employer and ensure that no applicant is subject to less favourable treatment on the grounds of gender, gender identity, marital status, race, colour, nationality, ethnicity, age, sexual orientation, socio-economic, responsibilities for dependants, physical or mental disability. Any hiring decision are made based on skills, qualifications, and experiences.

We measure our success as a business, not only by delivering great products and services and continually increasing our assets under administration and market share, but also by how we positively impact people, society, and the planet. For more information on our commitment to Corporate Social Responsibility (CSR)) please visit https://theapexgroup.com/csr-policy

Disclaimer: Unsolicited CVs sent to Apex (Talent Acquisition Team or Hiring Managers) by recruitment agencies will not be accepted for this position. Apex operates a direct sourcing model and where agency assistance is required, the Talent Acquisition team will engage directly with our exclusive recruitment partners.

Other facts

Tech stack
Client KYC,Documentation Review,Communication Skills,Interpersonal Skills,Problem-Solving Skills,Time Management,Planning Skills,Due Diligence,Compliance,Financial Structures,Attention to Detail,Analytical Skills,Technical Skills,Organizational Skills

About Apex Group Ltd

We are a single-source financial solutions provider dedicated to driving positive change while supporting the growth and ambitions of asset managers, allocators, financial institutions, and family offices around the world.

Established in Bermuda in 2003, we have continually disrupted the industry through our investment in innovation and talent. Today, we set the pace in fund and asset servicing and stand out for our unique single-source solution and unified cross asset-class platform which supports the entire value chain, harnesses leading innovative technology, and benefits from cross-jurisdictional expertise delivered by a long-standing management team and over 13,000 highly integrated professionals.

As a pioneering data and fintech-enabled company, we are a disruptor driving digital tools into fund and asset servicing. However, our vision to drive positive change extends beyond the industry. The Apex Foundation, a not-for-profit entity, is our passionate commitment to empower sustainable change.

Team size: 10,001+ employees
LinkedIn: Visit
Industry: Financial Services

What you'll do

  • As a Senior Analyst, you will be responsible for sending KYC requirements to clients, reviewing documentation, and performing client KYC checks. You will also liaise with clients for additional documentation and escalate concerns to Local Compliance.

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Frequently Asked Questions

What does a Associate – Level 2 - Client KYC do at Apex Group Ltd?

As a Associate – Level 2 - Client KYC at Apex Group Ltd, you will: as a Senior Analyst, you will be responsible for sending KYC requirements to clients, reviewing documentation, and performing client KYC checks. You will also liaise with clients for additional documentation and escalate concerns to Local Compliance..

Why join Apex Group Ltd as a Associate – Level 2 - Client KYC?

Apex Group Ltd is a leading Financial Services company.

Is the Associate – Level 2 - Client KYC position at Apex Group Ltd remote?

The Associate – Level 2 - Client KYC position at Apex Group Ltd is based in Pune, India. Contact the company through Clera for specific work arrangement details.

How do I apply for the Associate – Level 2 - Client KYC position at Apex Group Ltd?

You can apply for the Associate – Level 2 - Client KYC position at Apex Group Ltd directly through Clera. Click the "Apply Now" button above to start your application. Clera's AI-powered platform will help match your profile with this opportunity and guide you through the application process. You can also learn more about Apex Group Ltd on their website.